Jeff joined DriveWealth in 2019 and has an extensive professional background in the securities industry. He spent 17 years with FINRA where he was the Senior Vice President and Regional Director of the South Region of FINRA from 2013-2016. During the period of 2013-2016, Jeff also oversaw FINRA’s National AML Investigative Unit and the creation of FINRA’s Helpline for Seniors.
In 2017, Jeff took on the role of Managing Director and Head of Financial Crime Compliance for the Americas at UBS. After UBS, he served as the General Counsel of Benchmark Investments Inc. and American Global Wealth management, Inc. He is a graduate of Villanova University with a degree in accounting and an alum of Pace University as a Doctor of Law (JD). He is NY and CT bar licensed and was licensed as a CPA.
